Financial Services

The private financial services market is a growing industry. Recent legislative changes are making private markets and investments more accessible to the general public. However, as these vehicles become more accessible there is an increased focus on regulations to protect investor interests. We have extensive expertise in dealing with Ontario Securities Commission and the corresponding legislation that governs this industry. Our clients include Exempt Market Dealers, Investment Advisors, Portfolio Managers, and Investment Funds.

We can help your financial services company.